Depository Trust

Results: 2278



#Item
831Finance / Depository Trust & Clearing Corporation / Securities / First Issues Collectors Club / New Young Pony Club / Futures contract / London International Financial Futures and Options Exchange / Financial economics / NYSE Euronext / Financial system

February 27, 2011 Securities and Exchange Commission 100 F Street, N.E. Washington, DC[removed]removed]

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Source URL: www.sec.gov

Language: English - Date: 2011-03-07 14:52:07
832Securities / Financial markets / Financial regulation / Short selling / Net capital rule / Security / Short / Depository Trust & Clearing Corporation / Broker-dealer / Financial economics / Financial system / Finance

Division of Trading and Markets No-Action Letter: Securities Industry and Financial Markets Association

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Source URL: www.sec.gov.

Language: English - Date: 2013-01-03 13:02:26
833Securities / Central Securities Depositories / Payment systems / Depository Trust & Clearing Corporation / Short / FO / Financial economics / Financial system / Finance

MARSHAL SHICHTMAN & ASSOCIATES, P.C. 33 T EC S

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Source URL: www.sec.gov

Language: English - Date: 2004-05-13 13:59:20
834Communications protocol / Data transmission / Protocols / Managed account / ACT / Mutual fund / U.S. Securities and Exchange Commission / Mellon Financial / Depository Trust & Clearing Corporation / Financial economics / Investment / Finance

Mellon Bank on SR-NSCC[removed]

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Source URL: www.sec.gov

Language: English - Date: 2004-10-27 13:10:00
835International sanctions / Union of Good / Depository Trust & Clearing Corporation / Securities / Office of Foreign Assets Control / Clearing house / Financial economics / Financial system / Finance

June 11, 2009 Via Electronic Mail ([removed]) Elizabeth M. Murphy Secretary Securities and Exchange Commission

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Source URL: www.sec.gov

Language: English - Date: 2009-06-12 12:16:58
836Financial system / Depository Trust & Clearing Corporation / Securities / Managed account / ACT / Separately managed account / Communications protocol / Standardization / Financial economics / Investment / Finance

1 Carol A. Jameson Wee Preadent and Te/: [removed]

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Source URL: www.sec.gov

Language: English - Date: 2004-07-23 16:02:30
837Central Securities Depositories / Greenwich / Depository Trust & Clearing Corporation / Fax / Fidelity Investments / Financial economics / Financial system / Technology

FIDELITY INVESTMENTS Greenwich Library Securities Transfer Information Sheet Please send/fax instructions directly to your broker to initiate transfer: Date ________________________ (Please type or print clearly)

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Source URL: www.greenwichlibrary.org

Language: English - Date: 2010-05-11 10:18:49
838Financial markets / Self-regulatory organizations / Depository Trust & Clearing Corporation / Securities / Broker-dealer / Short / Securities Exchange Act / Broker / Financial economics / Financial system / Finance

No-Action Letter: Omgeo LLC

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Source URL: www.sec.gov.

Language: English - Date: 2009-03-26 15:27:24
839Finance / Depository Trust & Clearing Corporation / ACT / Clearing / Financial economics / Securities / Financial system

55 WATER STREET NEW YORK, NY[removed]TEL: [removed]removed] March 21, 2013

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Source URL: www.sec.gov

Language: English - Date: 2013-03-22 10:06:53
840Depository Trust & Clearing Corporation / Securities / Managed account / Open standard / Communications protocol / ACT / XAM / Financial economics / Finance / Financial system

601 Pennsylvania Avenue, N . W . North Building, loLhFloor Washington, DC[removed][removed]Fax: [removed]

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Source URL: www.sec.gov

Language: English - Date: 2004-08-18 07:37:02
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